File: 011203 -
From documents transmitted: 06/26/2003
IN THE SUPREME COURT
OF TEXAS
............
No.
01-1203
............
Douglas K. McIntyre, M.D., Petitioner
v.
Debra Marie Ramirez
and Victor Bocanegra, Both Individually and as Next Friends of Colby Alan
Ramirez, A Minor, Respondents
....................................................
On Petition for Review from the
Court of Appeals for the Third District of Texas
....................................................
Argued on February 5, 2003
Justice Wainwright
delivered the opinion of the Court.
In this medical
malpractice action arising from the emergency delivery of an infant, defendant Dr. Douglas McIntyre moved for summary
judgment raising the Good Samaritan statute as an affirmative defense. The Good
Samaritan statute provides an affirmative defense against ordinary negligence
for persons who administer emergency care, under specified circumstances. Tex.
Civ. Prac. & Rem. Code § 74.001. However, the statute does not protect from
liability persons whose services were provided “for or in expectation of
remuneration.” Id. § 74.001(b)(1). The trial court granted the doctor's
motion for summary judgment, but a divided court of appeals reversed, holding
that the doctor failed to prove conclusively that he was entitled to protection
from liability under the Good Samaritan statute. Specifically, the court of
appeals held that the doctor failed to prove that he was not legally entitled to
receive payment for the emergency services he rendered. 59 S.W.3d 821,
827.
This case presents a
question of statutory construction: what must a person prove to establish that he or she did not act “for or in expectation of
remuneration” within the meaning of this exception to immunity from liability in
the Good Samaritan statute? Tex. Civ. Rem. & Prac. Code § 74.001(b)(1). On
this issue of first impression, we hold that the statute requires a person to
prove that he or she would not ordinarily receive or ordinarily be entitled to
receive payment under the circumstances in which the emergency care was
provided. Because the summary judgment evidence conclusively established that
Dr. McIntyre satisfied these statutory requirements, we reverse the judgment of
the court of appeals and remand to that court for further proceedings consistent
with this opinion.
I. Factual and
Procedural Background
On April 23,
1998, St. David's Medical Center admitted Debra Ramirez to have labor induced, as scheduled by her obstetrician and
attending physician, Dr. Patricia Gunter. Dr. Gunter visited Ramirez twice
during the early stages of labor that day but subsequently left the labor and
delivery area. As Ramirez's labor progressed and the baby's head began to crown,
Dr. Gunter still had not returned. Dr. McIntyre was on the labor and delivery
floor of the Medical Center visiting one of his own patients when a nurse sent
out a page for “Dr. Stork.” A “Dr. Stork” page means that a delivery is in
progress without a doctor present and that a doctor is needed immediately. Dr.
McIntyre was not on-call for Dr. Gunter and had never treated nor seen Ramirez,
but he responded to the page.
When Dr. McIntyre arrived
at Ramirez's delivery room, a nurse was supporting the baby's head and told Dr. McIntyre that Ramirez was about to deliver.
Ramirez had been diagnosed with gestational diabetes and the baby was macrosomic
_ larger than normal for his gestational age. Indications of shoulder dystocia
were present. Shoulder dystocia occurs when an infant's shoulder becomes lodged
against the mother's pelvic bone. Following several unsuccessful attempts to
deliver the baby, Dr. McIntyre reached inside Ramirez, swept the infant's
posterior arm across the baby's chest and delivered the baby's arm. Dr. McIntyre
then delivered the anterior shoulder and the rest of the baby. Dr. McIntyre was
in the delivery room for approximately six minutes. Dr. Gunter arrived after the
delivery and resumed care of Ramirez and her baby. The baby was born with
injuries to the soft tissues and nerves of his right upper extremity, neck, and
shoulder, resulting in permanent neurological impairment and paralysis of his
right upper extremity and shoulder girdle.
Ramirez filed suit
against Dr. Gunter, Dr. McIntyre, and St. David's Medical Center for medical negligence. Dr. McIntyre moved for summary
judgment based on an affirmative defense provided by the Good Samaritan statute
for persons who in good faith administer emergency health care without being
wilfully or wantonly negligent. See Tex. Civ. Prac. & Rem. Code ch.
74. The trial court granted Dr. McIntyre's summary judgment motion and rendered
final judgment in his favor. The court of appeals reversed the trial court
judgment in favor of Dr. McIntyre, concluding that an issue of fact existed as
to whether his emergency medical assistance to Ramirez was excluded from the
statute's protection because he acted for or in expectation of remuneration. 59
S.W.2d at 826-27.
Dr. McIntyre argues that
his summary judgment evidence conclusively established the elements of the Good Samaritan defense. Specifically, he
proffered his uncontroverted testimony that neither he nor any doctor in Travis
County would have charged a fee to Ramirez or any other person under the
circumstances of this case. This testimony, he contends, proved as a matter of
law that he would not ordinarily receive or be entitled to receive remuneration
for his actions within the meaning of the statute. Ramirez contends that Dr.
McIntyre failed to prove that he did not fall within the statutory exception for
acts performed for or in expectation of remuneration, and that doctors who
provide professional services in hospitals are legally entitled to receive
payment for those services as a matter of contract law. The parties' dispute
highlights a practical tension between the statute's intent to encourage doctors
to provide voluntary emergency medical services and the statute's requisites for
the same doctors to prove that they are entitled to immunity. We granted Dr.
McIntyre's petition for review to resolve this issue of statutory
construction.
II. The Good Samaritan
Statute
Under certain
circumstances, the Good Samaritan statute exempts a person who responds to a medical emergency from liability for
ordinary negligence. The statute provides in relevant part:
§ 74.001
Liability for Emergency Care
(a)
A person who in good
faith administers emergency care . . . is not liable in civil damages for
an act performed during the emergency unless the
act is wilfully or wantonly negligent.
(b)
This section does not apply to care administered:
(1)
for or in expectation of
remuneration; or
(2)
by a person who was at
the scene of the emergency because he or a person he represents as an agent was soliciting business or seeking to perform a
service for remuneration.
(c)
If the scene of an
emergency is in a hospital or other health care facility or means of medical
transport, a person who in good faith
administers emergency care is not liable in civil damages for an act performed
during the emergency unless the act is wilfully or wantonly negligent, provided
that this subsection does not apply to care administered:
(1)
by a person who regularly administers care in a hospital
emergency room unless such person is at the
scene of the emergency for reasons wholly unrelated to the person's work in
administering health care; or
(2)
by an admitting or attending
physician of the patient or a treating physician associated by the admitting or attending physician of the patient in
question.
(d)
For purposes of Subsections (b)(1) and (c)(1), a person who would
ordinarily receive or be entitled to receive a
salary, fee, or other remuneration for administering care under such
circumstances to the patient in question shall be deemed to be acting for or in
expectation of remuneration even if the person waives or elects not to charge or
receive remuneration on the occasion in question.
Tex. Civ. Prac. & Rem.
Code § 74.001. See
Footnote 1
The application of the Good Samaritan statute is divided into two scenarios
defined by the physical location at which the emergency care was rendered.
See id. § 74.001(a), (c). Here, the scene of the emergency was a labor
and delivery room in a hospital. Accordingly, this case implicates section
74.001(c), which applies when the scene of the emergency is a hospital. See
id. § 74.001(c). The parties agree that Dr. McIntyre acted in good faith and
without wilful or wanton negligence. Dr. McIntyre is therefore exempt from
liability under section 74.001(c), unless he is excepted by some other provision
in the statute.
III. Applicable Tenets
of Statutory Construction
We begin our
analysis by reviewing the relevant principles of statutory construction. “In construing a statute, 'our primary
objective is to determine and give effect to the Legislature's intent.'” Tex.
Dep't of Transp. v. Needham, 82 S.W.3d 314, 318 (Tex. 2002) (quoting
Nat'l Liab. & Fire Ins. Co. v. Allen, 15 S.W.3d 525, 527 (Tex.
2000)). We start with the “plain and common meaning of the statute's words.”
State ex rel. State Dep't of Highways & Pub. Transp. v. Gonzalez, 82
S.W.3d 322, 327 (Tex. 2000) (quoting Fitzgerald v. Advanced Spine Fixation
Sys., Inc., 996 S.W.2d 864, 865 (Tex. 1999)). If the statutory language is
unambiguous, we will interpret the statute according to its plain meaning.
Id. However, we will not give an undefined statutory term a meaning that
is out of harmony or inconsistent with other provisions in the statute. See
Needham, 82 S.W.3d at 318. We may consider other matters in ascertaining the
Legislature's intent, including the objective of the law, the legislative
history, and the consequences of a particular construction. See Tex.
Gov't Code § 311.023(1), (3), (5); Union Bankers Ins. Co. v. Shelton, 889
S.W.2d 278, 280 (Tex. 1994). Finally, because statutory construction is a
question of law, we review the court of appeals' opinion de novo.
Gonzalez, 82 S.W.3d at 327.
A. For or in Expectation
of Remuneration
The court of appeals
concluded that a fact issue existed as to whether Dr. McIntyre fell within the subsection (b)(1) exception for care
administered “for or in expectation of remuneration.” The only statutory
explanation of that phrase is found in section 74.001(d). Reading these two
provisions together, the court of appeals determined that section 74.001(d)
provides “two distinct possibilities . . . for when a person is deemed to be
acting for or in expectation of remuneration: when the individual would
ordinarily (1) receive remuneration for administering care, or (2)
be entitled to receive remuneration for such services.” 59 S.W.3d at 824.
The court concluded that Dr. McIntyre could only claim exemption from liability
under the Good Samaritan statute if he proved conclusively “that he would not
customarily receive remuneration for the services he performed and he
would not legally be entitled to remuneration.” Id.
We agree with
the court of appeals that the burden of proof was on Dr. McIntyre to negate the exception for care provided for or in
expectation of remuneration. By its terms, subsection (b)(1) applies to the
entirety of section 74.001, including subsection (c) under which Dr. McIntyre
falls. See Tex. Civ. Prac. & Rem. Code § 74.001(b). Furthermore, we
observe that the purpose of this statute is to increase the incentive for
volunteers _ and particularly physicians _ to respond to medical emergencies.
See Rosell v. Cent. W. Motor Stages, Inc., 89 S.W.3d 643, 658 (Tex.
App._Dallas 2002, pet. denied); Howell v. City Towing Assocs., Inc., 717
S.W.2d 729, 731 (Tex. App._San Antonio 1986, writ ref'd n.r.e.); see also
Keith, Medical Expert Testimony in Texas Medical Malpractice Cases,
43 Baylor L. Rev. 1, 132 n.850 (1991) (“The Texas Good Samaritan statute was
originally enacted in 1961 to encourage reluctant physicians to administer
emergency care to victims without delay.”). We therefore conclude that the
Legislature intended that any person raising the Good Samaritan defense must
prove that he or she acted without expectation of remuneration within the
meaning of subsection (b)(1).
The question, then, is
what effect do we give subsection (d)? Subsection (d) clarifies the application of subsections (b)(1) and (c)(1). Specifically,
subsection (d) prevents a person from waiving payment as an attempt to come
within the protection of the statute when he or she would otherwise “ordinarily
receive or be entitled to receive” payment. We agree with the court of appeals
that subsection (d) defines two situations in which a person could be deemed to
be acting for or in expectation of remuneration: when the person would
ordinarily (1) receive or (2) be entitled to receive payment under the
circumstances of the case. We also agree with the court of appeals that by the
phrase “ordinarily receive,” the first situation “speaks toward what is
customary.” 59 S.W.3d at 824. In other words, if a person presents evidence that
he or she does not customarily receive payment under the circumstances in question, he or she can negate the first prong of subsection
(d). See
Footnote 2
B. Plain and Ordinary
Meaning
However, we disagree with
the proposition that a person must prove that he or she is not “legally” entitled to receive payment to negate the second
prong of subsection (d). This interpretation is inconsistent with the plain
language of the statute. The modifier “legally” is not found in the text of
subsection (d). Indeed, a straightforward reading of subsection (d) leads to the
conclusion that the adverb “ordinarily” modifies both the verb “received” and
the verb phrase “be entitled to receive.” See, e.g., Osterberg v.
Peca, 12 S.W.3d 31, 38-39 (Tex. 2000) (holding that modifier “knowingly”
refers to two verb phrases separated by the disjunctive); Tovar v. State,
978 S.W.2d 584, 587 (Tex. Crim. App. 1998) (en banc) (determining that adverb
“knowingly” modifies three predicate verbs connected by the conjunction “or”);
Long v. United States, 199 F.2d 717, 719 (4th Cir. 1952) (stating as a
rule of grammatical construction that “[t]he use of the adverb 'forcibly' before
the first of the string of verbs, with the disjunctive construction used only
between the last two of them, shows quite plainly that the adverb is to be
interpreted as modifying them all”), quoted in United States v.
Arrington, 309 F.3d 40, 48 n.14 (D.C. Cir. 2002).
Proof that Dr. McIntyre is not
legally entitled to remuneration under any conceivable circumstance or theory is
unnecessary. As the dissent in the court of appeals correctly observed, the
court of appeals' definition would significantly alter, rather than clarify, the
language and the common sense meaning of subsection
(b)(1). See
Footnote 3
59 S.W.3d at 830 (Patterson, J., dissenting). Thus, reading subsection (d) to
require that the person seeking protection of the statute prove that he would
neither ordinarily receive nor ordinarily be entitled to receive remuneration
comports with the plain and ordinary meaning of the words of subsection (d) and
ensures that this section is consistent with subsection
(b)(1).
C. Legislative
History
The legislative history
of the statute supports this interpretation of subsection (d). The Legislature added subsection (d) to the statute in
1993. Before 1993, the Good Samaritan defense was not available to persons who
regularly administered care in a hospital emergency room. The statute at that
time read:
(a)
A person who in good faith
administers emergency care at the scene of an emergency or in a hospital is not liable in civil damages for an act
performed during the emergency unless the act is wilfully or wantonly
negligent.
(b)
This section does not apply to care
administered:
(1)
for or in expectation of
remuneration;
(2)
by a person who was at
the scene of the emergency because he or a person he represents as an agent was soliciting business or seeking to perform a
service for remuneration;
(3)
by a person who regularly
administers care in a hospital emergency room; or
(4)
by an admitting physician or a treating physician associated by the
admitting physician of the patient bringing a
health- care liability claim.
Act of September 1, 1985, 69th Leg.,
R.S., ch. 959, 1985 Tex. Gen. Laws 3242, 3299, amended by Act of May 22, 1993, 73d Leg., R.S., ch. 960, § 1, 1993
Tex. Gen. Laws 4193, 4194.
In 1993, the Legislature
expanded the scope of the statute primarily to enable emergency room personnel, who respond to medical emergencies when they
are not obligated to do so, to claim the benefit of this affirmative defense.
See Tex. Civ. Prac. & Rem. Code § 74.001(a), (c)(1); see also
Senate Comm. on Jurisprudence, Bill Analysis, Tex. S.B. 386, 73d Leg., R.S.
(1993) (stating that the purpose of the amendment is to remove a “person who
regularly administers care in a hospital emergency room from the list of
exceptions” in the statute). The Legislature amended subsection (a) and added
subsection (c)(1), which protect from liability emergency room personnel who
respond to emergencies occurring outside a hospital, or emergencies occurring in
a hospital when they are at the scene of the emergency for reasons unrelated to
their work in administering health care. Tex. Civ. Prac. & Rem. Code §
74.001(a), (c)(1).
The Legislature also
added subsection (d), which ensures that emergency room personnel (acting under the circumstances of subsection (c)(1)), or
anyone else who might ordinarily receive or be entitled to receive payment as
contemplated by subsection (b)(1), could not waive or elect not to charge their
fee to obtain the protection of the statute. Id. § 74.001(d). The
legislative history indicates that the explanatory language contained in
subsection (d) was added to ensure that emergency room personnel, who became
eligible for protection under the 1993 amendments, could not circumvent the
purpose of the statute to protect only persons who respond to emergencies absent
a pre-existing obligation or legal duty.
Ramirez argues that the
legislative history shows that the Legislature never intended for an obstetrician delivering a baby in a hospital to be exempt
from liability. Ramirez cites a House report on Senate Bill 386, which states
that the purpose of the bill is to create an incentive for physicians who are
hesitant to administer emergency care to a person injured “along a road,” and
“not to give . . . physicians a way of avoiding liability when they are
negligent in providing care in a hospital.” See House Comm. on State
Affairs, Bill Analysis, Tex. S.B. 386, 73d Leg., R.S. (1993). But this
legislative history does not support her argument. On the contrary, had the
Legislature intended to except from the statute all doctors who provide care in
hospitals, it could have said so without carving out the specific exceptions for
certain doctors or medical personnel. Before 1993, the statute clearly
contemplated that a non-treating, non-emergency-room doctor who responded to an
emergency in a hospital could claim the Good Samaritan defense. See,
e.g., Hernandez v. Lukefahr, 879 S.W.2d 137, 140-41 (Tex.
App._Houston [14th Dist.] 1994, no writ) (determining that a pediatrician who
responded to an emergency situation in a hospital was covered under the pre-1993
version of the statute). Nothing in the legislative history suggests that
subsection (d) was added to exclude doctors who were entitled to Good Samaritan
immunity before the 1993 amendments.
D. Consequences of this
Construction
Finally, we believe that
the consequences of Ramirez's interpretation of subsection (d) would undermine the purpose of the statute. The effect of
such a decision would be to place physicians who act as Good Samaritans in the
impracticable position of having to disprove every possible legal theory by
which they might be “legally entitled” to compensation for emergency care.
Ramirez's approach would have the exception swallow the rule. Contrary to the
statute's purpose, there would be little if any incentive for doctors to render
emergency care if they could be entitled to remuneration under some
“unarticulated legal theory.” See 59 S.W.3d at 831 (Patterson, J.,
dissenting).
Ramirez contends that the
court of appeals' opinion does not frustrate public policy for three reasons. First, she observes that the applicable
standard of care for a physician responding to an emergency already takes into
account the emergency circumstances. Second, she asserts that hospitals already
have incentives to provide emergency care by requiring staff doctors to agree to
respond to emergency pages. Third, she notes that the record contains no
evidence that Dr. McIntyre responded to the emergency page because he knew that
he would be sheltered from liability. These arguments challenge the policies
behind the enactment of the Good Samaritan statute. Our role here, however, is
not to second-guess the policy choices that inform our statutes or to weigh the
effectiveness of their results; rather, our task is to interpret those statutes
in a manner that effectuates the Legislature's intent.
IV. Application to the
Facts of this Case
We turn to
the summary judgment evidence to determine whether Dr. McIntyre conclusively proved that he did not act for or in expectation
of remuneration. A defendant moving for summary judgment on an affirmative
defense has the burden to establish conclusively that defense. Rhone-
Poulenc, Inc. v. Steel, 997 S.W.2d 217, 223 (Tex. 1999). Dr. McIntyre's
summary judgment evidence consists of his affidavit and deposition testimony. In
his affidavit, Dr. McIntyre stated the following:
I
did not charge the patient for my services nor did I render my services in
expectation of compensation. This was not a
situation for which I would ever charge. I do not specialize nor am I routinely
assigned to an emergency room. I am not on an emergency response team and was
not on call for the hospital, Dr. Gunter or her group on the date of this
incident.
In his deposition, Dr. McIntyre testified that he did not bill Ramirez,
that he did not think he was ethically allowed
to bill Ramirez, and that he was not familiar with anyone in Travis County who
would send a bill when they provided emergency care under the circumstances of
this case. To prove facts through an interested witness, the testimony must be
uncontroverted, clear, positive, direct, credible, free from contradiction, and
susceptible to being readily controverted. Tex. R. Civ. P. 166a(c). Ramirez did
not object to either the affidavit or the deposition testimony. Consequently,
Dr. McIntyre's uncontroverted testimony established that he would neither
ordinarily charge nor ordinarily be entitled to charge for his services under
the circumstances of this case.
Ramirez's evidence does not
raise a question of fact on whether Dr. McIntyre ordinarily would be entitled to
receive a fee for his services under the circumstances of this case. First, she
cites Dr. McIntyre's testimony that he makes his living practicing obstetrical
medicine, that he routinely delivers babies in the labor and delivery unit at
St. David's Medical Center and receives payment for those services, and that he
was treating his own obstetrical patient, from whom he expected to be
compensated for his services, in the labor and delivery unit on the day that he
delivered Colby Ramirez. While this testimony may preclude Dr. McIntyre from
claiming exemption from liability for negligence based on emergency care of his
own patient, the relevant inquiry under the statute is whether he would be
entitled to “remuneration for administering care under such circumstances to
the patient in question.” Tex. Civ. Prac. & Rem. Code § 74.001(d)
(emphasis added). The testimony cited by Ramirez is not probative of the
circumstances of this case, which involved a medical emergency and an absence of
any pre-existing relationship or duty to respond to that
emergency.
Ramirez also contends
that the trial court erred in striking her expert affidavit, which she claims controverts Dr. McIntyre's testimony. In
response to the summary judgment motion, Ramirez proffered the affidavit of Dr.
Stuart Edelberg, a board-certified obstetrician from Maryland, who stated that
Dr. McIntyre “was entitled to bill and receive a fee for the delivery of baby
Colby Ramirez.” The trial court struck Dr. Edelberg's affidavit, stating that as
a Maryland doctor, he was not “qualified” to testify about “what's ordinarily
billed or what the law ordinarily allows people to recover for their medical
services in the State of Texas.” We review a trial court's exclusion of expert
testimony for an abuse of discretion. K-Mart Corp. v. Honeycutt, 24
S.W.3d 357, 360 (Tex. 2000) (per curiam) (citing Gammill v. Jack Williams
Chevrolet, 972 S.W.2d 713, 718-19 (Tex. 1998)).
While Dr. Edelberg
purported to have personal knowledge of the facts recited in his affidavit, his statement regarding Dr. McIntyre's
entitlement to bill is a legal conclusion with no supporting facts or rationale.
A conclusory statement of an expert witness is insufficient to create a question
of fact to defeat summary judgment. See Ryland Group, Inc. v. Hood, 924
S.W.2d 120, 122 (Tex. 1996) (per curiam) (“The relevant standard for an expert's
affidavit opposing a motion for summary judgment is whether it presents some
probative evidence of the facts at issue. . . . Conclusory affidavits are not
enough to raise fact issues.”) (citations omitted). The trial court did not
abuse its discretion in striking Dr. Edelberg's affidavit.
V. Conclusion
Because we
conclude that Dr. McIntyre's summary judgment evidence conclusively established that he did not act for or in expectation of
remuneration within the meaning of section 74.001(b)(1) and (d), we reverse the
judgment of the court of appeals. The court of appeals did not consider
Ramirez's second issue on appeal regarding whether Dr. McIntyre fell within the
exception of subsection (c)(1). As the parties have not sought review of that
issue, we remand this case to the court of appeals. See Tex. R. App. P.
53.4.
________________________________________
J. Dale Wainwright
Justice
OPINION DELIVERED:
June 26, 2003
Footnote
1
The Legislature has amended the
statute, effective September 1, 2003. Because
the amendments do not apply to our decision today, all statutory references are
to the Code as it existed at the time of the trial court's
order.
Footnote
2
Subsection (d) purports to
apply to both subsections (b)(1) and (c)(1). We
are aware that the effect of applying subsection (d) to (b)(1), and applying
(b)(1)'s remuneration test to the entire section, effectively makes (d)'s
reference to subsection (c)(1) redundant. However, to not apply (b)(1) to the
entire section would be at odds with its express language. For this reason and
the others set forth herein, this is the only reasonable reading consistent with
the language and the purpose of the statute.
Footnote
3
Since the court of appeals'
decision in this case, the Legislature has
amended the Good Samaritan statute. The revised version, which takes effect
September 1, 2003, amends subsection (b)(1) to state: “This section does not
apply to care administered . . . for or in expectation of remuneration, provided
that being legally entitled to receive remuneration for the emergency care
rendered shall not determine whether or not the care was administered for or in
anticipation of remuneration . . . . ” Act of June 2, 2003, 78th Leg., R.S.,
H.B. 4, § 10.01 (to be codified at Tex. Civ. Prac. & Rem. Code §
74.151(b)(1)), available at
http://www.capitol.state.tx.us/tlo/78R/billtext/HB00004f.HTM.
File Date[06/26/2003]
File Name[011203]
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